Investment Process, An Overview of Our Asset Management Process

Pulse Financial’s asset management groups construct personalized portfolios utilizing a disciplined and rigorous process. Our  investment process helps provide clients with appropriate investment programs tailored to each investor’s objectives, risk tolerance and time horizon.

Step 1: Setting Investor Objectives and Risk Profile
The Custom Wealth Plan’s proposal and suitability process enables you to define and prioritize individual needs and objectives, and determine corresponding risk tolerance for each objective.

Step 2: Selecting Appropriate Asset Allocation Strategies
Partnering with Pulse Financial can help you select the appropriate asset allocation strategies for each investment portfolio to enhance the probability that you will be working toward your investment objectives.

Step 3: Development of Investment Policy Statement
A written Investment Policy Statement is used to guide decisions regarding the client’s investment portfolio and helps to keep the client on track to pursuing his or her goals.

Step 4: Manager Search and Selection
Utilizing a disciplined manager due diligence process, Pulse works closely with its institutional research partners in selecting money managers for portfolios.

Step 5: Portfolio Construction
Pulse Financial draws on internal resources and the expertise of outside institutional-quality money managers to construct comprehensive, globally diversified portfolios. We also offer tactical and risk-control strategies that can complement strategic portfolio allocations, plus an array of more focused options including actively managed fixed-income, U.S. equity, international equity and alternative portfolios.

Step 6: Portfolio Monitoring and Rebalancing
Pulse’s advisors monitor the portfolio on an ongoing basis to ensure that it remains aligned with the investor’s stated goals in the Investment Policy Statement, and is still effective in the always changing economic environments.

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Securities offered through First Allied Securities, Inc. Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services Inc., a registered investment adviser.

This site is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security which may be referenced herein. We suggest that you consult with your financial or tax advisor with regard to your individual situation.
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